KEN GROSS FINANCIAL, INC.
Legal name: STRATEGIC FINANCIAL
CRD #127924 SEC #801-62287 THOUSAND OAKS, CA 805-494-1825
SEC Registered
Total AUM
$41.3M
Discretionary
$0
Employees
1
Clients
51
Accounts
139
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GROSS, KENNETH, DEAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 19, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
ONE BOARDWALK AVENUE,SUITE 103
THOUSAND OAKS, CA 91360
United States
Phone: 805-494-1825