KEATLEY WEALTH MANAGEMENT, LLC
CRD #127980 SEC #801-111711 CHARLOTTE, NC 704-540-5535
SEC Registered
Total AUM
$152.9M
Discretionary
$152.9M
Employees
5
Clients
51
Accounts
341
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KEATLEY, KAREN, R. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| KEATLEY, KAREN, R. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| KEATLEY, KAREN, R. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| KEATLEY, KAREN, R. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| KEATLEY, KAREN, R. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| MARTELLA, JENNY, INGRAHAM | I | CHIEF COMPLIANCE OFFICER & MEMBER | B | Control |
| MARTELLA, JENNY, INGRAHAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MARTELLA, JENNY, INGRAHAM | I | MEMBER | B | Control |
| MARTELLA, JENNY, INGRAHAM | I | CHIEF COMPLIANCE OFFICER & MEMBER | B | Control |
| MARTELLA, JENNY, INGRAHAM | I | CHIEF COMPLIANCE OFFICER & MEMBER | B | Control |
| MARTELLA, JENNY, INGRAHAM | I | CHIEF COMPLIANCE OFFICER & MEMBER | B | Control |
Registrations
Federal
IA
Mar 5, 2019 REGISTERED
Notice Filings (3)
NC NE SC
Address
7615 COLONY ROADSUITE 120
CHARLOTTE, NC 28226
United States
Phone: 704-540-5535