ANNEX ADVISORY SERVICES, LLC
Legal name: ANNEX WEALTH MANAGEMENT, LLC
CRD #127987 SEC #801-63505 BROOKFIELD, WI 262-786-6363
SEC Registered
Total AUM
$7.9B
Discretionary
$7.7B
Employees
144
Clients
--
Accounts
21,861
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACKLEY, NAOMI, KAROL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Dryer, Steven, James | I | CHIEF OPERATING OFFICER | NA | Control |
| Dryer, Steven, James | I | CHIEF OPERATING OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALD, MARK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, JEFFREY, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| PIERCE, JEFFREY, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| PIERCE, JEFFREY, LAWRENCE | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Reilly, Kristin, Zasmeta | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| ANNEX WEALTH MANAGEMENT, LLC | DE | OWNER | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | MEMBER/PRESIDENT | E | Control |
| SPANO, DAVID, JOSEPH | I | CEO | E | Control |
| SPANO, DAVID, JOSEPH | I | CEO | E | Control |
| SPANO, DAVID, JOSEPH | I | CEO | E | Control |
| SPANO, DAVID, JOSEPH | I | CEO | E | Control |
| SPANO, DAVID, JOSEPH | I | CEO | E | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING MEMBER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING MEMBER - CHIEF COMPLIANCE OFFICER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING PARTNER | B | Control |
| OSWALD, MARK, MICHAEL | I | MANAGING MEMBER - CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Nov 26, 2025 REGISTERED
Notice Filings (34)
AL AZ CA CO CT FL GA IA IL IN KS KY MA MD MI MN MO MT NC NE NH NV NY OH OR PA SC SD TN TX UT VA WA WI
Address
17950 W. CORPORATE DRIVESUITE 300
BROOKFIELD, WI 53045
United States
Phone: 262-786-6363