RIGEL CAPITAL LLC
CRD #127988 SEC #801-62266 SEATTLE, WA 206-467-5000
SEC Registered
Total AUM
$2.2B
Discretionary
$2.2B
Employees
--
Clients
--
Accounts
191
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMO, LEONYL, CUETO | I | ASSISTANT VICE PRESIDENT | NA | |
| CAMO, LEONYL, CUETO | I | ASSISTANT VICE PRESIDENT | NA | |
| CAMO, LEONYL, CUETO | I | ASSISTANT VICE PRESIDENT | NA | |
| CAMO, LEONYL, CUETO | I | ASSISTANT VICE PRESIDENT | NA | |
| CORBY, JOHN, MEADE | I | SENIOR VICE PRESIDENT | NA | |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| DOMBEK, JAMES | I | DIRECTOR | NA | Control |
| JESSUP, TODD, SINCLAIR | I | SENIOR VICE PRESIDENT | NA | |
| JESSUP, WINTHROP, STACEY | I | CEO | NA | Control |
| JESSUP, WINTHROP, STACEY | I | CEO | NA | Control |
| JESSUP, WINTHROP, STACEY | I | CEO | NA | Control |
| JESSUP, WINTHROP, STACEY | I | CEO | NA | Control |
| JESSUP, WINTHROP, STACEY | I | CEO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN,CEO,CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN,CEO,CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN,CEO,CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN,CEO,CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN,CEO,CIO | NA | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | CHAIRMAN/CEO/CIO | NA | Control |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT | NA | |
| KAUFFMAN, JEFFREY, BRANT | I | VICE PRESIDENT | NA | |
| LANDES, ROGER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANDES, ROGER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT,DIRECTOR,CHIEF COMPLIANCE OFFICER | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT AND DIRECTOR | NA | Control |
| MOE, ANN, MARY | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO | NA | |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO & CHIEF COMPLIANCE OFFICER | NA | |
| NELSON, CHARLES, LAVERNE | I | VICE PRESIDENT-COO | NA | |
| ROEHL, ASHLEY | I | ADMINISTRATIVE ASSOCIATE | NA | |
| ROEHL, ASHLEY | I | ADMINISTRATIVE ASSOCIATE | NA | |
| ROEHL, ASHLEY | I | ADMINISTRATIVE ASSOCIATE | NA | |
| ROEHL, ASHLEY | I | ADMINISTRATIVE ASSOCIATE | NA | |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | VP, OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VP, OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | VP, OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROWLEY, LYNN, ALLISON | I | VP, OPERATIONS AND ADMINISTRATION | NA | |
| ROWLEY, LYNN, ALLISON | I | VP, OPERATIONS AND ADMINISTRATION | NA | |
| SCHMIDT, JEFFREY, LAMAR | I | RESEARCH ASSOCIATE | NA | |
| STEPHENSON, ROBERT, LOUIS | I | EXECUTIVE VICE PRESIDENT | NA | |
| STEPHENSON, ROBERT, LOUIS | I | EXECUTIVE VICE PRESIDENT | NA | |
| STEPHENSON, ROBERT, LOUIS | I | EXECUTIVE VICE PRESIDENT | NA | |
| STEPHENSON, ROBERT, LOUIS | I | EXECUTIVE VICE PRESIDENT | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | EXECUTIVE VICE PRESIDENT | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT | NA | |
| VILLAGRAN, RAFAEL, ANTONIO | I | SENIOR VICE PRESIDENT | NA | |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | E | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| RIGEL CAPITAL MANAGEMENT INC | DE | OWNER | D | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| STRATEGIC INVESTMENT GROUP VENTURES LLC | DE | OWNER | C | Control |
| MOE, ANN, MARY | I | PRESIDENT,DIRECTOR,CHIEF COMPLIANCE OFFICER | A | Control |
| STEPHENSON, ROBERT, LOUIS | I | EXECUTIVE VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | E | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| KAUFFMAN, GEORGE, BERTRAM | I | RIGEL CAPITAL MANAGEMENT, INC. | D | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES LLC | C | Control |
| CORBY, JOHN, MEADE | I | RIGEL CAPITAL MANAGEMENT INC | C | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Notice Filings (11)
CA FL GA LA MI OH OR PA TX VT WA
Address
3930 TWO UNION SQUARE601 UNION STREET
SEATTLE, WA 98101
USA
Phone: 206-467-5000