RIA Intelligence

RITCHIE CAPITAL MANAGEMENT, L.L.C.

CRD #128046 SEC #801-64832 GENEVA, IL 630-845-5730
SEC Registered
Total AUM
$2.3B
Discretionary
$2.3B
Employees
51
Clients
0
Accounts
356

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 2, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLARA, MICHAEL, JOHNICHIEF OPERATING OFFICERNA Control
ALLARA, MICHAEL, JOHNICHIEF OPERATING OFFICERNA Control
ALLARA, MICHAEL, JOHNICHIEF OPERATING OFFICERNA Control
ALLARA, MICHAEL, JOHNICHIEF OPERATING OFFICERNA Control
BALDWIN, DAVIDICHIEF INVESTMENT OFFICER - ENERGYNA Control
BALDWIN, DAVID, ANDREWICHIEF INVESTMENT OFFICER - ENERGYNA Control
BALDWIN, DAVID, ANDREWICHIEF INVESTMENT OFFICER - ENERGYNA Control
CHARLES, STEPHEN, S.ICHIEF RISK OFFICERNA Control
DECKER, T.D.IPRESIDENTNA Control
DUNLAP, KATHLEEN, POWERSICHIEF MARKETING OFFICERNA Control
DUNLAP, KATHLEEN, POWERSICHIEF MARKETING OFFICERNA Control
DUNLAP, KATHLEEN, POWERSICHIEF MARKETING OFFICERNA Control
HOBBS, WILLIAM, B.IGENERAL COUNSEL / CHIEF COMPLIANCE OFFICERNA Control
HUNT, JOHN, THOMASICHAIRMAN, MANAGERNA Control
HUNT, JOHN, THOMASICHAIRMAN, MANAGERNA Control
HUNT, JOHN, THOMASICHAIRMAN, MANAGERNA Control
HUNT, JOHN, THOMASICHAIRMAN, MANAGERNA Control
JUTERBOCK, THOMAS, MICHAELIHEAD OF LIQUID PRODUCTS, MEMBER OF ASSET ALLOCATION COMMITTEENA
MAYO, STEPHANIEICHIEF OPERATING OFFICER-ENERGYNA Control
MAYO, STEPHANIE, ANNICHIEF OPERATING OFFICER-ENERGYNA Control
MAYO, STEPHANIE, ANNICHIEF OPERATING OFFICER-ENERGYNA Control
MORRIS, MARK, JEFFREYIMEMBER OF INVESTMENT & ASSET ALLOCATION COMMITTEESNA Control
MORRIS, MARK, JEFFREYIMEMBER OF INVESTMENT COMMITTEENA Control
MORRIS, MARK, JEFFREYIMEMBER OF INVESTMENT COMMITTEENA Control
MORRIS, MARK, JEFFREYIMEMBER OF INVESTMENT COMMITTEENA Control
MOSS, THOMAS, A.F.ISENIOR MANAGING DIRECTOR, FINANCENA Control
POOLE, TRACY, ALLENIGENERAL COUNSEL - ENERGYNA Control
POOLE, TRACY, ALLENIGENERAL COUNSEL - ENERGYNA Control
POOLE, TRACY, ALLENIGENERAL COUNSEL - ENERGYNA Control
PRATT, BENJAMIN, LYONISENIOR MANAGING DIRECTORNA Control
PRATT, BENJAMIN, LYONISENIOR MANAGING DIRECTORNA Control
PRATT, BENJAMIN, LYONISENIOR MANAGING DIRECTORNA Control
RICKARDS, JAMES, GEORGEIGENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA Control
RICKARDS, JAMES, GEORGEIGENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA Control
RICKARDS, JAMES, GEORGEIGENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA Control
RICKARDS, JAMES, GEORGEIGENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICERNA Control
ROTHSCHILD, DOUG, RISENIOR MANAGING DIRECTORNA Control
ROTHSCHILD, DOUG, ROBERTIHEAD OF SALES, MARKETING AND HUMAN CAPITALNA Control
ROTHSCHILD, DOUG, ROBERTICHIEF ADMINISTRATIVE OFFICERNA Control
ROTHSCHILD, DOUG, ROBERTISENIOR MANAGING DIRECTORNA Control
ROTHSCHILD, DOUG, ROBERTISENIOR MANAGING DIRECTORNA Control
STOCCHETTI, JOHNICHIEF FINANCIAL OFFICERNA Control
STOCCHETTI, JOHN, (NONE)ICHIEF FINANCIAL OFFICERNA Control
STOCCHETTI, JOHN, (NONE)ICHIEF FINANCIAL OFFICERNA Control
STOCCHETTI, JOHN, (NONE)ICHIEF FINANCIAL OFFICERNA Control
WEITHERS, LAWRENCEIMEMBER OF INVESTMENT COMMITTEENA Control
WEITHERS, LAWRENCE, MICHAELIMEMBER OF INVESTMENT & ASSET ALLOCATION COMMITTEESNA Control
WEITHERS, LAWRENCE, MICHAELIMEMBER OF INVESTMENT COMMITTEENA Control
WEITHERS, LAWRENCE, MICHAELIMEMBER OF INVESTMENT COMMITTEENA Control
WOLFE, PAUL, SISENIOR MANAGING DIRECTOR, MANAGERNA Control
WOLFE, PAUL, SCHROTHIOFFICE OF CEO, MANAGERNA Control
WOLFE, PAUL, SCHROTHIOFFICE OF CEO, MANAGERNA Control
WOLFE, PAUL, SCHROTHISENIOR MANAGING DIRECTOR, MANAGERNA Control
WOLFE, PAUL, SCHROTHISENIOR MANAGING DIRECTOR, MANAGERNA Control
RITCHIE, AARON, R THANEICHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT & ASSET ALLOCATION COMMITTEESC Control
RITCHIE, AARON, R THANEICHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT & ASSET ALLOCATION COMMITTEESC Control
RITCHIE, AARON, R THANEICHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEEC Control
RITCHIE, AARON, R THANEICHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEEC Control
RITCHIE, AARON, R THANEICHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEEC Control
BORSE, JOHN, EIMANAGERA Control
BORSE, JOHN, EDWARDIMEMBERA Control
BORSE, JOHN, EDWARDIMEMBERA Control
BORSE, JOHN, EDWARDIMANAGERA Control
DEMAIO, WARREN, LOUISIMANAGERA Control
DEMAIO, WARREN, LOUISISENIOR MANAGING DIRECTOR, MANAGERA Control
DEMAIO, WARREN, LOUISISENIOR MANAGING DIRECTOR, MANAGERA Control
DEMAIO, WARREN, LOUISISENIOR MANAGING DIRECTOR, MANAGERA Control
GOLDIEMORRISON, DUNCAN, ERLINGIHEAD OF LONG TERM INVESTMENTS, MANAGER, MEMBER OF INVESTMENT & ASSET ALLOCATION COMMITTEESA Control
GOLDIEMORRISON, DUNCAN, ERLINGIPRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEEA Control
GOLDIEMORRISON, DUNCAN, ERLINGIPRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEEA Control
GOLDIEMORRISON, DUNCAN, ERLINGIPRESIDENT, MANAGER, MEMBER OF INVESTMENT COMMITTEEA Control
THR, INC.DEMEMBERA
THR, INC.DEMEMBERA
THR, INC.DEMEMBERA
THR, INC.DEMEMBERA
THR, INC.DEMEMBERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RITCHIE, AARON, R THANEITHR, INC.E Control
RITCHIE, AARON, R THANEITHR, INC.E Control
RITCHIE, AARON, R THANEITHR, INC.E Control
RITCHIE, AARON, R THANEITHR, INC.E Control
RITCHIE, AARON, R THANEITHR, INC.E Control

Registrations

Federal

IA
Nov 2, 2005 REGISTERED

Address

2100 ENTERPRISE AVENUE
GENEVA, IL 60134
USA
Phone: 630-845-5730