FRANCIS FINANCIAL, INC.
Legal name: FRANCIS FINANCIAL
CRD #128067 SEC #801-76703 NEW YORK, NY 212-374-9008
SEC Registered
Total AUM
$680.3M
Discretionary
$622.8M
Employees
13
Clients
25
Accounts
1,014
Firm Details
- Organization Type
- Other (specify) (S-CORP)
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, STACY, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RAMNANI, AVANI | I | PARTNER, MANAGING DIRECTOR | B | Control |
| RAMNANI, AVANI | I | PARTNER, MANAGING DIRECTOR | B | Control |
| Colley, Natalie | I | PARTNER, SENIOR LEAD ADVISOR | A | |
| Colley, Natalie | I | PARTNER, SENIOR LEAD ADVISOR | A | |
| Mehra, Sunaina | I | PARTNER, SENIOR DIRECTOR OF MARKETING | A | |
| Mehra, Sunaina | I | PARTNER, SENIOR DIRECTOR OF MARKETING | A |
Registrations
Federal
IA
May 23, 2025 REGISTERED
Notice Filings (8)
CA CT FL NH NJ NY PA TX
Address
39 BROADWAYSUITE 1730
NEW YORK, NY 10006
United States
Phone: 212-374-9008