RJL FINANCIAL NETWORK, L.L.C.
Legal name: RJL ADVISORS
CRD #128074 SEC #801-62930 SAN DIEGO, CA 619-497-5555
SEC Registered
Total AUM
$8.1M
Discretionary
$8.1M
Employees
--
Clients
26
Accounts
67
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHUBB, THERESA, LYNN | I | SECRETARY | NA | Control |
| CHUBB, THERESA, LYNN | I | SECRETARY | NA | Control |
| FORKNER, SONDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HULETT, KIRK, JESSE | I | SECRETARY/TREASURER/DIRECTOR | NA | Control |
| HULETT, KIRK, JESSE | I | TREASURER/DIRECTOR | NA | Control |
| HULETT, KIRK, JESSE | I | SECRETARY/TREASURER/DIRECTOR | NA | Control |
| HULETT, KIRK, JESSE | I | TREASURES/DIRECTOR | NA | Control |
| LUCIA, RAYMOND, J | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| LUCIA, RAYMOND, J | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| LUCIA, RAYMOND, J | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| LUCIA, RAYMOND, J | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| NAGENGAST, JAMES, DELWYN | I | DIRECTOR | NA | Control |
| NAGENGAST, JAMES, DELWYN | I | DIRECTOR | NA | Control |
| NAGENGAST, JAMES, DELWYN | I | DIRECTOR | NA | Control |
| NAGENGAST, JAMES, DELWYN | I | DIRECTOR | NA | Control |
| LUCIA, RAYMOND, JOSEPH | I | PRESIDENT/DIRECTOR/OWNER | D | Control |
| LUCIA, RAYMOND, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LUCIA, RAYMOND, JOSEPH | I | PRESIDENT/DIRECTOR/OWNER | D | Control |
| LUCIA, RAYMOND, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LUCIA, RAYMOND, JOSEPH | I | PRESIDENT/DIRECTOR/OWNER | D | Control |
| LUCIA, RAYMOND, JOSEPH | I | PRESIDENT/DIRECTOR/OWNER | D | Control |
| SECURITIES AMERICA FINANCIAL CORPORATION | DE | OWNER | D | Control |
| SECURITIES AMERICA FINANCIAL CORPORATION | DE | OWNER | D | Control |
| SECURITIES AMERICA FINANCIAL CORPORATION | DE | OWNER | D | Control |
| SECURITIES AMERICA FINANCIAL CORPORATION | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | SECURITIES AMERICA FINANCIAL CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SECURITIES AMERICA FINANCIAL CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SECURITIES AMERICA FINANCIAL CORPORATION | E | Control |
| AMERIPRISE FINANCIAL, INC. | DE | SECURITIES AMERICA FINANCIAL CORPORATION | E | Control |
Registrations
Federal
IA
Oct 14, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
13520 EVENING CREEK DRIVE, NORTHSUITE 300
SAN DIEGO, CA 92128
USA
Phone: 619-497-5555