IBBOTSON ASSOCIATES ADVISORS, LLC
CRD #128081 SEC #801-62323 CHICAGO, IL 312-616-1620
SEC Registered
Total AUM
$372M
Discretionary
$345M
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANNIN, MICHAEL, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | PRESIDENT | NA | Control |
| CHEN, PENG | I | MANAGING DIRECTOR | NA | Control |
| HENKEL, MICHAEL, CHARLES | I | PRESIDENT & SECRETARY | NA | Control |
| HENKEL, MICHAEL, CHARLES | I | PRESIDENT & SECRETARY | NA | Control |
| HENKEL, MICHAEL, CHARLES | I | PRESIDENT & SECRETARY | NA | Control |
| IBBOTSON, ROGER, GLENN | I | CHAIRMAN | NA | Control |
| LATHAM, LORIE, LEIGH | I | VICE PRESIDENT | NA | Control |
| MITCHELL, DOREEN, WURSTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| SCHILLING, DONALD, SCOTT | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| WENTSEL, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
| IBBOTSON ASSOCIATES INC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IBBOTSON, ROGER, GLENN | I | IBBOTSON ASSOCIATES, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | E | |
| MORNINGSTAR, INC. | DE | IBBOTSON ASSOCIATES, INC. | E | Control |
| MORNINGSTAR, INC. | DE | IBBOTSON ASSOCIATES, INC. | E | Control |
| MORNINGSTAR, INC. | DE | IBBOTSON ASSOCIATES, INC. | E | Control |
| MORNINGSTAR, INC. | DE | IBBOTSON ASSOCIATES, INC. | E | Control |
| MORNINGSTAR, INC. | DE | IBBOTSON ASSOCIATES, INC. | E | Control |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | D | |
| MANSUETO, JOSEPH, DANIEL | I | MORNINGSTAR, INC. | C |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
225 N. MICHIGAN AVESUITE 700
CHICAGO, IL 60601-7676
USA
Phone: 312-616-1620