CATON FINANCIAL, INC.
CRD #128101 SEC #801-62440 SAN RAFAEL, CA 415-461-6248
SEC Registered
Total AUM
$139.2M
Discretionary
$0
Employees
4
Clients
0
Accounts
343
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2013 | $139.2M | $0 | $139.2M | 4 | 181 |
| Jun 2012 | $114.9M | $0 | $114.9M | 1 | 200 |
| Mar 2012 | $114.9M | $0 | $114.9M | 1 | 200 |
| Mar 2012 | $114.9M | $0 | $114.9M | 1 | 200 |
| Mar 2010 | $88.5M | $0 | $88.5M | 5 | -- |
| Oct 2009 | $68.1M | $0 | $68.1M | 5 | -- |
| Aug 2007 | $78.7M | $0 | $78.7M | 5 | -- |
| Apr 2007 | $78.7M | $0 | $78.7M | 5 | -- |
| Mar 2007 | $78.7M | $0 | $78.7M | 5 | -- |
| Mar 2006 | $67M | $0 | $67M | 5 | -- |
| Sep 2005 | $47.7M | $0 | $47.7M | 5 | -- |
| Feb 2005 | $47.7M | $0 | $47.7M | 5 | -- |
| Oct 2003 | $29.3M | $0 | $29.3M | 5 | -- |
DateMar 2013
Total AUM$139.2M
Discretionary$0
Non-Disc.$139.2M
Employees4
Clients181
DateJun 2012
Total AUM$114.9M
Discretionary$0
Non-Disc.$114.9M
Employees1
Clients200
DateMar 2012
Total AUM$114.9M
Discretionary$0
Non-Disc.$114.9M
Employees1
Clients200
DateMar 2012
Total AUM$114.9M
Discretionary$0
Non-Disc.$114.9M
Employees1
Clients200
DateMar 2010
Total AUM$88.5M
Discretionary$0
Non-Disc.$88.5M
Employees5
Clients--
DateOct 2009
Total AUM$68.1M
Discretionary$0
Non-Disc.$68.1M
Employees5
Clients--
DateAug 2007
Total AUM$78.7M
Discretionary$0
Non-Disc.$78.7M
Employees5
Clients--
DateApr 2007
Total AUM$78.7M
Discretionary$0
Non-Disc.$78.7M
Employees5
Clients--
DateMar 2007
Total AUM$78.7M
Discretionary$0
Non-Disc.$78.7M
Employees5
Clients--
DateMar 2006
Total AUM$67M
Discretionary$0
Non-Disc.$67M
Employees5
Clients--
DateSep 2005
Total AUM$47.7M
Discretionary$0
Non-Disc.$47.7M
Employees5
Clients--
DateFeb 2005
Total AUM$47.7M
Discretionary$0
Non-Disc.$47.7M
Employees5
Clients--
DateOct 2003
Total AUM$29.3M
Discretionary$0
Non-Disc.$29.3M
Employees5
Clients--