FIRST CAPITAL ASSET MANAGEMENT, INC.
CRD #128125 SEC #801-62468 WORTHINGTON, OH 614-840-9900
SEC Registered
Total AUM
$19M
Discretionary
$19M
Employees
5
Clients
51
Accounts
68
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BISHOP, "G", BRENT | I | PRESIDENT | NA | Control |
| BISHOP, "G", BRENT | I | PRESIDENT | NA | Control |
| BISHOP, "G", BRENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BISHOP, "G", BRENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BISHOP, "G", BRENT | I | PRESIDENT | E | Control |
| FIRST CAPITAL INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| FIRST CAPITAL INVESTMENT GROUP, INC. | DE | DIRECT OWNER | E | Control |
| FRIES, THOMAS, L | I | OWNER | C | Control |
| FRIES, THOMAS, L | I | OWNER | C | Control |
| FRIES, THOMAS, L | I | SHAREHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BONASSO, LOUIS, PETE | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| BONASSO, LOUIS, PETE | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| FRIES, THOMAS, L | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| FRIES, THOMAS, L | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| SPRAGUE, BRADFORD, MICHAEL | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| SPRAGUE, BRADFORD, MICHAEL | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| WEINBERG, ERIC, G | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| WEINBERG, ERIC, G | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | F | |
| BISHOP, "G", BRENT | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | D | Control |
| BISHOP, "G", BRENT | I | FIRST CAPITAL ASSET MANAGEMENT, INC. | D | Control |
Registrations
Federal
IA
Jan 23, 2007 REGISTERED
Notice Filings (1)
OH
Address
110 E. WILSON BRIDGE ROAD, STE.250WORTHINGTON, OH 43085
USA
Phone: 614-840-9900