WEALTH DESIGN SERVICES INC.
Legal name: WEALTH DESIGN SERVICES INC
CRD #128133 SEC #801-67741 ROCHESTER, NY 585-442-3230
SEC Registered
Total AUM
$34.5M
Discretionary
$16.4M
Employees
2
Clients
51
Accounts
63
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Nelson II, William, Alan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nelson II, William, Alan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWARTZ, STEVEN, GARY | I | BRANCH MANAGER & SHAREHOLDER | NA | Control |
| SCHWARTZ, STEVEN, GARY | I | BRANCH MANAGER & SHAREHOLDER | NA | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, STEVEN, GARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | B | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | B | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | B | Control |
| BLOCK, JAMIE | I | SHAREHOLDER | A | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | A | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | A | Control |
| BLOCK, JAMIE, FRANCES | I | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 22, 2018 REGISTERED
Notice Filings (2)
NY TX
Address
SUITE 205, 132 ALLENS CREEK ROADROCHESTER, NY 14618
United States
Phone: 585-442-3230