RETIREMENT COUNSELING ASSOCIATES, LLC
CRD #128174 SEC #801-70277 DARIEN, CT 203-656-9393
SEC Registered
Total AUM
$30.9M
Discretionary
$30.9M
Employees
5
Clients
26
Accounts
77
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 25, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUNTER, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNTER, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNTER, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNTER, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNTER, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNK, FREDERICK, LOUIS | I | MEMBER | E | Control |
| MUNK, FREDERICK, LOUIS | I | MEMBER | E | Control |
| MUNK, FREDERICK, LOUIS | I | MEMBER | E | Control |
| MUNK, FREDERICK, LOUIS | I | MEMBER | E | Control |
| MUNK, FREDERICK, LOUIS | I | MEMBER | E | Control |
Registrations
Federal
IA
Sep 25, 2009 REGISTERED
Notice Filings (3)
CT NY TX
Address
397 POST ROADSUITE 103
DARIEN, CT 6820
United States
Phone: 203-656-9393