JEFFERIES CAPITAL MANAGEMENT, INC.
CRD #128211 SEC #801-63033 LOS ANGELES, CA 310-914-1252
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
10
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROADBENT, PEREGRINE, C | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| BROADBENT, PEREGRINE, C | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, BRIAN, PAUL | I | PRESIDENT | NA | |
| KAPLAN, ANDREW, ROBERT | I | SECRETARY | NA | |
| KAPLAN, ANDREW, ROBERT | I | SECRETARY | NA | |
| KAPLAN, ANDREW, ROBERT | I | SECRETARY | NA | |
| KAPLAN, ANDREW, ROBERT | I | SECRETARY | NA | |
| KELLY, ROLAND, THOMAS | I | SECRETARY | NA | |
| KELLY, ROLAND, THOMAS | I | SECRETARY | NA | |
| KLEIN, BRADFORD, L | I | DIRECTOR | NA | Control |
| KLEIN, BRADFORD, L | I | DIRECTOR | NA | Control |
| KLEIN, BRADFORD, L | I | DIRECTOR | NA | Control |
| KLEIN, BRADFORD, L | I | DIRECTOR | NA | Control |
| KLEIN, BRADFORD, L | I | DIRECTOR | NA | Control |
| RUBE, PATRICIA, SCHOOR | I | ASSISTANT SECRETARY | NA | |
| RUBE, PATRICIA, SCHOOR | I | ASSISTANT SECRETARY | NA | |
| RUBE, PATRICIA, SCHOOR | I | ASSISTANT SECRETARY | NA | |
| RUBE, PATRICIA, SCHOOR | I | ASSISTANT SECRETARY | NA | |
| SCHENK, JOSEPH, ARTHUR | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| SCHENK, JOSEPH, ARTHUR | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| SCHENK, JOSEPH, ARTHUR | I | DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| SENKPIEL, MARK, DOUGLAS | I | DIRECTOR & PRESIDENT | NA | Control |
| SENKPIEL, MARK, DOUGLAS | I | DIRECTOR & PRESIDENT | NA | Control |
| SENKPIEL, MARK, DOUGLAS | I | DIRECTOR & PRESIDENT | NA | Control |
| SENKPIEL, MARK, DOUGLAS | I | DIRECTOR & PRESIDENT | NA | Control |
| SENKPIEL, MARK, DOUGLAS | I | TREASURER | NA | |
| SENKPIEL, MARK, DOUGLAS | I | DIRECTOR & PRESIDENT | NA | Control |
| TABORA, ALYSSA | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| TABORA, ALYSSA | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| TABORA, ALYSSA | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| TABORA, ALYSSA | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| TABORA, ALYSSA | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFERIES GROUP, INC. | DE | OWNER | E | Control |
| JEFFERIES GROUP, INC. | DE | OWNER | E | Control |
| JEFFERIES GROUP, INC. | DE | OWNER | E | Control |
| JEFFERIES GROUP, INC. | DE | OWNER | E | Control |
| JEFFERIES GROUP, INC. | DE | OWNER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
CA
Address
11100 SANTA MONICA BLVD.11TH FLOOR
LOS ANGELES, CA 90025
United States
Phone: 310-914-1252