PHILO SMITH CAPITAL CORPORATION
CRD #128256 SEC #801-63566 STAMFORD, CT 203-348-7365
SEC Registered
Total AUM
$92M
Discretionary
$92M
Employees
10
Clients
--
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OGRADY, MICHELE, CORRIDOR | I | VP, FINANCE & ADMIN. CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, PHILO | I | PRESIDENT | D | Control |
| AMEN, JAMES, ANDREW | I | VICE PRESIDENT | C | Control |
| INGLIS, JAMES, EARL | I | VP, SECRETARY & TREASURER | C | Control |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (1)
CT
Address
695 EAST MAIN STREETFINANCIAL CENTRE
STAMFORD, CT 6901
USA
Phone: 203-348-7365