KATHLEEN R. BENJAMIN
Legal name: BENWOOD FINANCIAL GROUP
CRD #128276 SEC #801-65183 CINCINNATI, OH 513-232-7078
SEC Registered
Total AUM
$36M
Discretionary
$0
Employees
5
Clients
51
Accounts
73
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 15, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR | E | Control |
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BENJAMIN, KATHLEEN, ROSE | I | SOLE PROPRIETOR | E | Control |
| KATHLEEN R. BENJAMIN | DE | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 15, 2010 REGISTERED
Notice Filings (3)
KY OH TX
Address
7529 STATE ROADSUITE C
CINCINNATI, OH 45255
United States
Phone: 513-232-7078