RIA Intelligence

SMITH RAPACZ, LLC

CRD #128298 SEC #801-63497 BOSTON, MA 617-973-5180
SEC Registered
Total AUM
$31.1M
Discretionary
$0
Employees
5
Clients
26
Accounts
152

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 31, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RAPACZ, TANYA, ELIZABETHIPRINCIPAL / CHIEF COMPLIANCE OFFICERD Control
RAPACZ, TANYA, ELIZABETHIPRINCIPALD Control
SMITH, LISETTE, CHASSEYIPRINCIPALD Control
SMITH, LISETTE, CHASSEYIPRINCIPALD Control

Registrations

Federal

IA
Aug 31, 2004 REGISTERED

Notice Filings (1)

MA

Address

8 FANEUIL HALL MARKET PLACE
3RD FLOOR
BOSTON, MA 2109
USA
Phone: 617-973-5180