RIA Intelligence

SG AMERICAS SECURITIES, LLC

CRD #128351 SEC #801-63113 NEW YORK, NY 212-278-6412
SEC Registered Broker-Dealer
Total AUM
$1.9B
Discretionary
$1.9B
Employees
251
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 30, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANOTA, OSCAR SAMPANGICFO/FINOPNA Control
ANOTA, OSCAR SAMPANGICFO/FINOPNA Control
ANOTA, OSCAR SAMPANGICFO/FINOPNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BARTHELEMY, FRANCOIS OLIVERIDIRECTORNA Control
BOUHET, JACQUESICEO/DIRECTORNA Control
CASSOL, JOHN CONRADISENIOR REGISTERED OPTIONS PRINCIPALNA
CASSOL, JOHN CONRADISENIOR REGISTERED OPTIONS PRINCIPALNA
CASSOL, JOHN CONRADISENIOR REGISTERED OPTIONS PRINCIPALNA
CASSOL, JOHN CONRADISENIOR REGISTERED OPTIONS PRINCIPALNA
CASSOL, JOHN CONRADISENIOR REGISTERED OPTIONS PRINCIPALNA
COMMANDER, MARK THOMASICHIEF COMPLIANCE OFFICERNA
COMMANDER, MARK THOMASICCONA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
COULIER, JEAN-PHILIPPEICHIEF OPERATING OFFICERNA Control
DAVIDE, NICHOLAS SAVARIOIMSP/MANAGING DIRECTORNA
DAVIDE, NICHOLAS SAVARIOIHEAD OF OPERATIONSNA Control
DAVIDE, NICHOLAS SAVARIOIMSP/MANAGING DIRECTORNA
DAVIDE, NICHOLAS SAVARIOIMSP/MANAGING DIRECTORNA
DAVIDE, NICHOLAS SAVARIOIMSP/MANAGING DIRECTORNA
DECICCO, STEVEN JICFO/FINOPNA Control
DECICCO, STEVEN JICFO/FINOPNA Control
DESOMBRE, ARNAUD MARCISENIOR REGISTERED OPTIONS PRINCIPALNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
FAIRHURST, RANDALL LYNNIDIRECTORNA Control
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GIMON, RICHARD JAMESICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
GOUNE, STEVEN ETIENNEICFO/FINOPNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOPNA Control
GOUNE, STEVEN ETIENNEICFO/FINOPNA Control
GOUNE, STEVEN ETIENNEICFO/FINOPNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOP/MUNICIPAL PRINCIPALNA Control
GOUNE, STEVEN ETIENNEICFO/FINOPNA Control
GREGOIRE, JEAN-FRANCOISIMANAGING DIRECTORNA
GREGOIRE, JEAN-FRANCOISISENIOR REGISTERED OPTIONS PRINCIPALNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
HEINEMAN, STEVEN PIGENERAL COUNSEL/SECRETARYNA
IANNONE, JOHN VINCENT JR.IHEAD OF OPERATIONSNA Control
IANNONE, JOHN VINCENT JR.IHEAD OF OPERATIONSNA Control
IANNONE, JOHN VINCENT JR.IHEAD OF OPERATIONSNA Control
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
IGNACE, KEITH THOMASICHIEF COMPLIANCE OFFICERNA
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTICHIEF ADMIN. OFFICER, DIRECTORNA Control
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA Control
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, CEO, DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, CEO, DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER/DIRECTORNA Control
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTIGENERAL COUNSELNA
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER/DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER/DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER/DIRECTORNA Control
KAPLAN, MARK ELLIOTICHIEF LEGAL OFFICER, CHIEF ADMIN. OFFICER, CEO, DIRECTORNA Control
KOLLER, WALTER JOSEPHIMUNICIPAL PRINCIPALNA
KOLLER, WALTER JOSEPHIMUNICIPAL PRINCIPALNA
LEBOT, DIONYICHIEF EXECUTIVE OFFICERNA Control
LEBOT, DIONYICHIEF EXECUTIVE OFFICERNA Control
MAHLER, DAVID NORMANICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA
MARTORELLI, JOSEPH STEPHENICROPNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
OGIER, JEAN-JACQUES PIERREICEO/DIRECTORNA Control
PAREKH, NIMIL RAJNIKANTIDIRECTORNA Control
PAREKH, NIMIL RAJNIKANTIDIRECTORNA Control
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
POTTIER, PIERRE MARIEMICHELCHRISTIANISENIOR REGISTERED OPTIONS PRINCIPALNA
SCHMID, WILLIAM GIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TADDONIO, PIER PAOLOIDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
TUREGANO, FEDERICO A.IDIRECTORNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
WALSH, MICHAEL PATRICKIHEAD OF OPERATIONSNA Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, INC.DEDIRECT OWNERE Control
SG AMERICAS SECURITIES HOLDINGS, LLCDEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SG AMERICAS, INC.DESG AMERICAS SECURITIES HOLDINGS, INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GENERALEFESG AMERICAS INC.E Control
SOCIETE GERERALEFESG AMERICAS SECURITIES HOLDINGS, LLCE Control

Registrations

Federal

IA
Sep 30, 2005 REGISTERED

Notice Filings (1)

NY

Address

1221 AVENUE OF THE AMERICAS
LEGAL AND COMPLIANCE DEPARTMENT, 8TH FLOOR
NEW YORK, NY 10020
USA
Phone: 212-278-6412