GREAT OAKS CAPITAL MANAGEMENT, LLC
CRD #128357 SEC #801-62392 NEW YORK, NY 212-821-1800
SEC Registered Private Funds
Total AUM
$202M
Discretionary
$202M
Employees
1
Clients
--
Accounts
34
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KWOK, CELINE, SENWEI MA | I | CHIEF COMPLIANCE OFFICER | NA | |
| KWOK, CELINE, SENWEI MA | I | CHIEF COMPLIANCE OFFICER | NA | |
| KWOK, CELINE, SENWEI MA | I | CHIEF COMPLIANCE OFFICER | NA | |
| KWOK, CELINE, SENWEI MA | I | CHIEF COMPLIANCE OFFICER | NA | |
| KWOK, CELINE, SENWEI MA | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | NA | |
| MA, CELINE, SENWEI | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
| BOSZHARDT, ANDREW, KREBS | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
NY
Address
660 MADISON AVENUESUITE 1405
NEW YORK, NY 10065
United States
Phone: 212-821-1800