RIA Intelligence

LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC

CRD #128408 SEC #801-62741 FOSTER CITY, CA 650-571-2200
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 21, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRINK, KEVINIVICE PRESIDENTNA Control
BRINK, KEVINIVICE PRESIDENTNA Control
BUTCHER, C., PRESTONIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
BUTCHER, C., PRESTONIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
DIRAIMONDO, BARRYIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
DIRAIMONDO, BARRYIPRESIDENT, CHIEF EXECUTIVE OFFICERNA Control
FAUST, JOHN, FREDERICKICHIEF OPERATING OFFICERNA Control
FAUST, JOHN, FREDERICKICHIEF OPERATING OFFICERNA Control
GREER, JOHNIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
GREER, JOHNIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
MEYER, PAULICHIEF FINANCIAL OFFICERNA Control
MEYER, PAULICHIEF FINANCIAL OFFICERNA Control
O'HEA, MARTINIVICE PRESIDENTNA Control
O'HEA, MARTINIVICE PRESIDENTNA Control
PHIPPS, ROBERTIVICE PRESIDENTNA Control
PHIPPS, ROBERTIVICE PRESIDENTNA Control
ROSSI, GARYIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL LLCNA Control
ROSSI, GARYIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL LLCNA Control
SMITH, DEBRAIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
SMITH, DEBRAIMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
THRIFT, E.IMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
THRIFT, E.IMEMBER OF INVESTMENT COMMITTEE OF THE MANAGING MEMBER LEGACY PARTNERS COMMERCIAL, LLCNA Control
WADA, RICHARDIVICE PRESIDENTNA Control
WADA, RICHARDIVICE PRESIDENTNA Control
LEGACY PARTNERS COMMERCIAL, LLCDEMANAGING MEMBERE Control
LEGACY PARTNERS COMMERCIAL, LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BUTCHER, C., PRESTONIPB LP BUSINESS ASSETS REVOCABLE TRUSTF Control
BUTCHER, C., PRESTONIPB LP BUSINESS ASSETS REVOCABLE TRUSTF Control
PB LP BUSINESS ASSETS REVOCABLE TRUSTDELEGACY PARTNERS COMMERCIAL LLCE Control
PB LP BUSINESS ASSETS REVOCABLE TRUSTDELEGACY PARTNERS COMMERCIAL LLCE Control

Registrations

Federal

IA
Jan 21, 2004 REGISTERED

Notice Filings (3)

CA CO WA

Address

4000 EAST THIRD AVENUE
6TH FLOOR
FOSTER CITY, CA 94404
USA
Phone: 650-571-2200