RPBROOKS FINANCIAL, INC.
Legal name: PRUDENT MONEY FINANCIAL SERVICES
CRD #128472 SEC #801-62481 IRVING, TX 972-386-0384
SEC Registered
Total AUM
$45.3M
Discretionary
$45.2M
Employees
1
Clients
11
Accounts
529
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL | E | Control |
| BROOKS, ROBERT, PAXTON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROOKS, ROBERT, PAXTON | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
LA TX
Address
909 LAKE CAROLYN PARKWAYSUITE 230
IRVING, TX 75039
United States
Phone: 972-386-0384