ARAWAK CAPITAL FINANCIAL ADVISORS,LLC
Legal name: ARAWAK CAPITAL FINANCIAL ADVISORS, LLC
CRD #128484 SEC #801-62487 SOUTHPORT, CT 203-255-9992
SEC Registered
Total AUM
$15.1M
Discretionary
$7.1M
Employees
5
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARCIAGARCIA, JORGE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIAGARCIA, JORGE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| CLATSOP CAPITAL, LLC | DE | SOLE MEMBER | E | Control |
| CLATSOP CAPITAL, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GARCIAGARCIA, JORGE | I | CLATSOP CAPITAL, LLC | E | Control |
| GARCIAGARCIA, JORGE | I | CLATSOP CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Oct 28, 2003 REGISTERED
Notice Filings (4)
CT FL NY PR
Address
59 OLD POST ROADSOUTHPORT, CT 6890
USA
Phone: 203-255-9992