AER ADVISORS, INC.
CRD #128515 SEC #801-68623 NORTH HAMPTON, NH 603-964-5865
SEC Registered
Total AUM
$50.5M
Discretionary
$50.5M
Employees
1
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Hampshire
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEATON, DANIEL, STEWART | I | TREASURER AND SECRETARY | NA | |
| BEATON, DANIEL, STEWART | I | TREASURER AND SECRETARY | NA | |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| COHEN, JANINE, LYNNE | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARY/DIRECTOR | NA | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| OLEARY, DAVID, JAMES | I | CHAIRMAN | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHAIRMAN | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, DAVID, JAMES | I | CHIEF INVESTMENT OFFICER/DIRECTOR | D | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| OLEARY, CAROL, AYN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | C | Control |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| SOLEIL SECURITIES CORPORATION | DE | SHAREHOLDER | B | |
| GALIPEAU, CHRISTIAN, JOHN | I | SHAREHOLDER | A | |
| GALIPEAU, CHRISTIAN, JOHN | I | SHAREHOLDER | A | |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | CHAIRMAN/DIRECTOR | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
| STEFFANCI, THOMAS, JOSEPH | I | DIRECTOR/SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| REYNDERS GRAY HOLDINGS, INCORPORATED | DE | TICONDEROGA SECURITIES LLC | E | |
| REYNDERS GRAY HOLDINGS, INCORPORATED | DE | TICONDEROGA SECURITIES LLC | E | |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LLC | DE | SOLEIL SECURITIES CORPORATION | E | Control |
| TICONDEROGA SECURITIES LP | DE | WALKER STREET SECURITIES HOLDINGS LP | E | |
| TICONDEROGA SECURITIES LP | DE | WALKER STREET SECURITIES HOLDINGS LP | E | |
| WALKER STREET SECURITIES HOLDINGS LP | DE | REYNDERS GRAY HOLDINGS, INCORPORATED | E | |
| WALKER STREET SECURITIES HOLDINGS LP | DE | REYNDERS GRAY HOLDINGS, INCORPORATED | E | |
| MCLOUGHLIN, SHAWN, DAMIEN | I | TICONDEROGA SECURITIES LP | D | |
| MCLOUGHLIN, SHAWN, DAMIEN | I | TICONDEROGA SECURITIES LP | D | |
| PLASCO, JOEL, DARREN | I | TICONDEROGA SECURITIES LP | D | |
| PLASCO, JOEL, DARREN | I | TICONDEROGA SECURITIES LP | D | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C | |
| BAIN CAPITAL VENTURE FUND 2001, L.P. | DE | SOLEIL SECURITIES GROUP, INC. | C |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
NH
Address
155 LAFAYETTE ROADSUITE 5
NORTH HAMPTON, NH 03862
United States
Phone: 603-964-5865