HERITAGE FINANCIAL NETWORK, INC.
CRD #128532 SEC #801-70522 CONCORD, MA 978-371-2954
SEC Registered
Total AUM
$55M
Discretionary
$38M
Employees
1
Clients
1
Accounts
177
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAWSON, JAMES, DONALD | I | CONSULTANT | NA | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | NA | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | NA | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | NA | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | NA | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, CHARLES, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | C | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | C | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | C | Control |
| LAWSON, JAMES, DONALD | I | CONSULTANT | C | Control |
Registrations
Federal
IA
Apr 27, 2012 REGISTERED
Notice Filings (1)
MA
Address
97 LOWELL ROADCONCORD, MA 01742
United States
Phone: 978-371-2954