ALCENTRA NY, LLC
CRD #128557 SEC #801-62417 NEW YORK, NY 212-588-6770
SEC Registered Private Funds
Total AUM
$14.2B
Discretionary
$14B
Employees
21
Clients
--
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 28, 2025
- Branch Offices
- 3
- LEI
- 5493006C55WUHGKZX458
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | EXECUTIVE COMMITTEE | NA | Control |
| ALGAR, JAMES, RONALD | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BARRIS, CHRIS, EMMANUEL | I | ACTING CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BENNETT, ROBERT, BOYD | I | CHIEF OPERATING OFFICER | NA | Control |
| BENNETT, ROBERT, BOYD | I | CHIEF OPERATING OFFICER | NA | Control |
| BENNETT, ROBERT, BOYD | I | CHIEF OPERATING OFFICER | NA | Control |
| BEVAN, CATHY | I | EXECUTIVE COMMITTEE | NA | Control |
| BEVAN, CATHY | I | EXECUTIVE COMMITTEE | NA | Control |
| BEVAN, CATHY | I | EXECUTIVE COMMITTEE | NA | Control |
| BEVAN, CATHY | I | EXECUTIVE COMMITTEE | NA | Control |
| BEVAN, CATHY | I | EXECUTIVE COMMITTEE | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRISK, GREGORY, ALLAN | I | BOARD MEMBER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUCE, STEPHEN, ALLEN | I | PRESIDENT | NA | Control |
| BURKE, LEONIE, LILLITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURKE, LEONIE, LILLITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURKE, LEONIE, LILLITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURKE, LEONIE, LILLITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURKE, LEONIE, LILLITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| BYRNE, RICHARD, JAN | I | PRESIDENT | NA | Control |
| CANTWELL, JOSEPH, R | I | CO-CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| CANTWELL, JOSEPH, R | I | CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| CANTWELL, JOSEPH, R | I | CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| CANTWELL, JOSEPH, R | I | CO-CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| CANTWELL, JOSEPH, R | I | CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| CRONK, KEVIN, L | I | BOARD MEMBER, HEAD OF RESEARCH | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DAVIS, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| DESIMONE, JONATHAN, MARK | I | BOARD MEMBER, CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIAN, DANIEL, STEVEN | I | BOARD MEMBER, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | BOARD CHAIRMAN | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT, BOARD MEMBER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FORBES-NIXON, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GAHAN, THOMAS, JAMES | I | CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GALLO, ENRICO, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, ENRICO, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, ENRICO, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, ENRICO, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, ENRICO, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, RICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, RICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLO, RICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GENNACO, JOSEPH, PATRICK | I | BOARD MEMBER | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| GLASER, PETER, MICHAEL | I | HEAD OF EUROPEAN DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER AND PRESIDENT | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | DIRECTOR | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | BOARD MEMBER | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HART, LELAND, TIFFANY | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER, HEAD OF US LOANS AND BONDS | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER AND CIO | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF RISK OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF RISK OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF RISK OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HATFIELD, PAUL, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUNT, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| HUNT, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| HUNT, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| HUNT, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| HUNT, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| Hambelton, Shirley, Cheng | I | GENERAL COUNSEL | NA | Control |
| Hambelton, Shirley, Cheng | I | GENERAL COUNSEL | NA | Control |
| IUDICE, MARY ANN, C. | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LESHAW, DALE, STEVEN | I | EXECUTIVE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, STEVEN, MITCHELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MANLOWE, DAVID, JOSEPH | I | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| MARCUS, ILANA, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARCUS, ILANA, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARCUS, ILANA, RUTH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTOKEN, BRYAN, ROGER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMILLAN, ALEXANDER, HOWE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEDLEN, STUART | I | EXECUTIVE COMMITTEE | NA | Control |
| MEDLEN, STUART | I | EXECUTIVE COMMITTEE | NA | Control |
| MEDLEN, STUART | I | EXECUTIVE COMMITTEE | NA | Control |
| MEDLEN, STUART | I | EXECUTIVE COMMITTEE | NA | Control |
| MEDLEN, STUART | I | EXECUTIVE COMMITTEE | NA | Control |
| MILLER, JOHN, RANDOLPH | I | BOARD MEMBER | NA | Control |
| MILLER, JOHN, RANDOLPH | I | BOARD MEMBER | NA | Control |
| MILLER, JOHN, RANDOLPH | I | BOARD MEMBER | NA | Control |
| MILLER, JOHN, RANDOLPH | I | BOARD MEMBER | NA | Control |
| MILLER, JOHN, RANDOLPH | I | BOARD MEMBER | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| MULSHINE, CHRISTOPHER, HAIGH | I | HEAD OF US DISTRIBUTION, EXECUTIVE COMMITTEE | NA | Control |
| NELSON, JANE, M | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| NELSON, JANE, M | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| NELSON, JANE, M | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| NELSON, JANE, M | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| NELSON, JANE, M | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE, EXECUTIVE COMMITTEE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE, EXECUTIVE COMMITTEE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE, EXECUTIVE COMMITTEE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE, EXECUTIVE COMMITTEE | NA | Control |
| PATEL, VINAY | I | HEAD OF FINANCE, EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| PERRY, SIMON, MARK | I | HEAD OF BUSINESS DEVELOPMENT (EMEA AND ASIA), EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| RAINBOW, GRAHAM | I | CO-CHIEF INVESTMENT OFFICER - LIQUID CREDIT, EXECUTIVE COMMITTEE | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| RAJGURU, VIJAY, NMN | I | BOARD MEMBER, CHIEF INVESTMENT OFFICER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SANTERO, MARK, DAVID | I | BOARD MEMBER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCHOCH, HENRY | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SCOTT, STEPHEN | I | BOARD MEMBER | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SHAIKH, SUHAIL, AHMAD | I | BOARD MEMBER, HEAD OF US DIRECT LENDING, EXECUTIVE COMMITTEE | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| SMITS, HANNEKE, (NMI) | I | BOARD MEMBER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TIDD, HELEN, LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| YANG, JOHN, FRANCIS | I | GLOBAL HEAD OF BUSINESS DEVELOPMENT AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | GLOBAL HEAD OF BUSINESS DEVELOPMENT AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | GLOBAL HEAD OF BUSINESS DEVELOPMENT AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | GLOBAL HEAD OF BUSINESS DEVELOPMENT AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| YANG, JOHN, FRANCIS | I | BOARD MEMBER, PRESIDENT, GLOBAL HEAD OF BUSINESS DEVELOPMENT, AND HEAD OF THE AMERICAS | NA | Control |
| ALCENTRA ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| ALCENTRA ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| ALCENTRA ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| ALCENTRA ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| ALCENTRA LIMITED | FE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| ALCENTRA US, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALCENTRA GROUP LIMITED | FE | ALCENTRA ASSET MANAGEMENT LIMITED | E | Control |
| ALCENTRA GROUP LIMITED | FE | ALCENTRA ASSET MANAGEMENT LIMITED | E | Control |
| ALCENTRA GROUP LIMITED | FE | ALCENTRA ASSET MANAGEMENT LIMITED | E | Control |
| ALCENTRA GROUP LIMITED | FE | ALCENTRA ASSET MANAGEMENT LIMITED | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA LIMITED | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | BNY MELLON IHC, LLC | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | BNY MELLON IHC, LLC | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | BNY MELLON IHC, LLC | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | BNY MELLON IHC, LLC | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | BNY MELLON IHC, LLC | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY ALCENTRA GROUP HOLDINGS, INC. | DE | ALCENTRA US, INC. | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| BNY MELLON IHC, LLC | DE | MBC INVESTMENTS CORPORATION | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENTS CORPORATION | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENTS CORPORATION | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENTS CORPORATION | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENTS CORPORATION | DE | THE BANK OF NEW YORK MELLON CORPORATION | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| MBC INVESTMENTS CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK COMPANY MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | ALCENTRA GROUP LIMITED | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHA, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY ALCENTRA GROUP HOLDINGS, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHA, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | MBC INVESTMENTS CORPORATION | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | BNY MELLON IHC, LLC | E | Control |
| ALCHEMY INVESTMENT PLAN | FE | ALCENTRA GROUP LIMITED | D | Control |
| ALCHEMY INVESTMENT PLAN | FE | ALCENTRA GROUP LIMITED | D | Control |
| ALCHEMY INVESTMENT PLAN | FE | ALCENTRA GROUP LIMITED | D | Control |
Registrations
Federal
IA
May 28, 2025 REGISTERED
Notice Filings (6)
CA DE FL MA MN NY
Address
ONE MADISON AVENUESUITE 1600
NEW YORK, NY 10010
United States
Phone: 212-588-6770