HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD #128561 SEC #801-62750 HOUSTON, TX 713-693-6113
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| Carmichael, Ross | I | SECRETARY/TREASURER | NA | |
| GAUDETTE, GAYLA, BERRY | I | SR. VICE PRESIDENT | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUDETTE, GAYLA, BERRY | I | PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| HAAS, ANTHONY, JAMES | I | VICE PRESIDENT | NA | Control |
| Ivan, John, Michael | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| KRAUSE, JAMES, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TRESURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| LEDBETTER, JAMES, BYRN | I | SECRETARY/TREASURER | NA | |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | NA | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| REID, JAMES, RUSSELL | I | CHAIRMAN | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| SOMOZA, PATRICIA, KELLY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF MBG RETIREMENT, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF HIGGINBOTHAM RETIREMENT ADVISORS, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | 100% SHAREHOLDER OF HIGGINBOTHAM RETIREMENT ADVISORS, INC. | E | Control |
| MADISON BENEFITS GROUP, INC. | DE | 100% SHAREHOLDER | E | Control |
| MADISON BENEFITS GROUP, INC. | DE | 100% SHAREHOLDER | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| MADISON, LORINDA, BETH | I | SENIOR VICE PRESIDENT | E | Control |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A | |
| PEDERSON, DEE, ANN | I | SENIOR VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIG HOLDINGS, INC. | DE | HIGGINBOTHAM INSURANCE AGENCY, INC. | E | |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | MADISON BENEFITS GROUP, INC. | E | Control |
| HIGGINBOTHAM INSURANCE AGENCY, INC. | DE | MADISON BENEFITS GROUP, INC. | E | Control |
| MADISON BENEFITS GROUP, INC. | DE | MBG RETIREMENT, INC. | E | Control |
| MADISON BENEFITS GROUP, INC. | DE | MBG RETIREMENT, INC. | E | Control |
Registrations
Federal
IA
Sep 17, 2025 REGISTERED
Notice Filings (3)
LA SC TX
Address
4424 WEST SAM HOUSTON PKWY NSUITE 1000
HOUSTON, TX 77041
United States
Phone: 713-693-6113