GROSSMAN, LAWRENCE I
Legal name: GROSSMAN FINANCIAL MANAGEMENT
CRD #128566 SEC #801-62980 BENICIA, CA (707) 745-8756
SEC Registered
Total AUM
$95.2M
Discretionary
$93.6M
Employees
4
Clients
26
Accounts
526
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSSMAN, LAWRENCE, I | I | OWNER | E | Control |
| GROSSMAN, LAWRENCE, I | I | OWNER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CCO | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CCO | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CCO | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GROSSMAN, LAWRENCE, I. | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Notice Filings (1)
CA
Address
940 ADAMS STREET, SUITE LBENICIA, CA 94510
United States
Phone: (707) 745-8756