GOTTA RETIREMENT SERVICES, INC.
Legal name: GOTTA RETIREMENT SERVICES,INC.
CRD #128609 SEC #801-67594 BRAINTREE, MA 781-848-7444
SEC Registered
Total AUM
$29.1M
Discretionary
$0
Employees
1
Clients
1
Accounts
871
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FINANCIAL PLANNING ADVOCATES, INC | DE | PRESIDENT | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| GOTTA, BRIAN, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 27, 2012 REGISTERED
Notice Filings (2)
MA NH
Address
817 WASHINGTON STREETBRAINTREE, MA 02184
United States
Phone: 781-848-7444