DIVIDEND CAPITAL INVESTMENTS LLC
CRD #128667 SEC #801-62453 DENVER, CO 303-228-2200
SEC Registered
Total AUM
$233.7M
Discretionary
$233.7M
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGOSTINE, DAVID, WAYNE | I | PRESIDENT | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDEN, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT, CHARIMAN, DIRECTOR | NA | Control |
| FLORENCE, THOMAS, IBBERSON | I | PRESIDENT | NA | Control |
| GROVE, RICHARD, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLBERTON, MATTHEW, RUSSELL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLBERTON, MATTHEW, RUSSELL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLBERTON, MATTHEW, RUSSELL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLBERTON, MATTHEW, RUSSELL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLBERTON, MATTHEW, RUSSELL | I | CHIEF OPERATING OFFICER | NA | Control |
| MULLINS, DEREK, JASON | I | SECRETARY | NA | Control |
| MULLINS, DEREK, JASON | I | SECRETARY | NA | Control |
| MULLINS, DEREK, JASON | I | SECRETARY | NA | Control |
| MULLINS, DEREK, JASON | I | SECRETARY | NA | Control |
| MULVIHILL, JIM | I | PRESIDENT | NA | Control |
| MULVIHILL, JIM | I | PRESIDENT | NA | Control |
| MULVIHILL, JIM | I | PRESIDENT | NA | Control |
| MULVIHILL, JIM | I | PRESIDENT | NA | Control |
| MULVIHILL, JIM | I | PRESIDENT | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRONE, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TAYLOR, GORDON, BURDETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, GORDON, BURDETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, GORDON, BURDETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, GORDON, BURDETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | DIRECTOR, SECRETARY | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | DIRECTOR, SECRETARY | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | DIRECTOR, SECRETARY | NA | Control |
| TAYLOR, JEFFREY, WILLIAM | I | BUSINESS MANAGER | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER, SECRETARY | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER, SECRETARY | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER | NA | Control |
| VON KAENEL, JAMI, MAE | I | TREASURER | NA | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | E | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | E | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | E | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | E | Control |
| DCI GROUP LLC | DE | OWNER | E | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | E | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCG HOLDINGS LLC | DE | OWNER | D | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | D | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | D | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | D | Control |
| DCI GROUP LLC | DE | MANAGING MEMBER/MEMBER | D | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| FORUM PARTNERS INVESTMENT MANAGEMENT LLC | DE | OWNER | C | Control |
| GLENARM STREET INVESTORS LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
| GLENARM STREET INVESTORS LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
| GLENARM STREET INVESTORS LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
| GLENARM STREET INVESTORS LLC | DE | MANAGING MEMBER/MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | GLENARM STREET INVESTORS LLC | F | |
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | GLENARM STREET INVESTORS LLC | F | |
| BLUMBERG, JOHN, A. | I | DCI GROUP LLC | F | |
| BLUMBERG, JOHN, A. | I | GLENARM STREET INVESTORS LLC | F | |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | GLENARM STREET INVESTORS LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | GLENARM STREET INVESTORS LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | DCI GROUP LLC | F | Control |
| FLORENCE, THOMAS, IBBERSON | I | GLENARM STREET INVESTORS LLC | F | Control |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | GLENARM STREET INVESTORS LLC | F | |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | GLENARM STREET INVESTORS LLC | F | |
| MULVIHILL, JAMES, R. | I | DCI GROUP LLC | F | |
| MULVIHILL, JAMES, R. | I | GLENARM STREET INVESTORS LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | GLENARM STREET INVESTORS LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | GLENARM STREET INVESTORS LLC | F | |
| WATTLES, THOMAS | I | DCI GROUP LLC | F | |
| WATTLES, THOMAS | I | GLENARM STREET INVESTORS LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | GLENARM STREET INVESTORS LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | GLENARM STREET INVESTORS LLC | F | |
| ZUCKER, EVAN, H. | I | DCI GROUP LLC | F | |
| ZUCKER, EVAN, H. | I | GLENARM STREET INVESTORS LLC | F | |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| DIVIDEND CAPITAL GROUP LLC | DE | DCG HOLDINGS LLC | D | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | D | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | D | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | D | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | D | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| CHURCHILL DRIVE INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| FRANKLIN STREET INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| MCBRIDE, CAROLINE | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| PLATT, RUSSELL, CHRISTOPHER | I | FORUM PARTNERS INVESTMENT MANAGEMENT LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
| SHAMROCK INVESTORS LLC | DE | DIVIDEND CAPITAL GROUP LLC | C | Control |
Registrations
Federal
IA
Oct 11, 2005 REGISTERED
Notice Filings (5)
CA CO IL NM NY
Address
518 17TH STREET12TH FLOOR
DENVER, CO 80202
USA
Phone: 303-228-2200