RIA Intelligence

GUARDIAN CAPITAL LLC

CRD #128686 SEC #801-62439 CORAL GABLES, FL 305-443-6566
SEC Registered
Total AUM
$44M
Discretionary
$25M
Employees
5
Clients
0
Accounts
13

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 8, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GARDNER, TIMOTHYIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
GARDNER, TIMOTHYIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
GARDNER, TIMOTHYIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
GARDNER, TIMOTHYIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
GARDNER, TIMOTHYIPARTNERD Control
GARDNER, TIMOTHYIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
GARDNER, TIMOTHYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control
SELLARS, ROBERT, RAINEYIPARTNERD Control

Registrations

Federal

IA
Sep 8, 2005 REGISTERED

Notice Filings (1)

FL

Address

255 ALHAMBRA CIRCLE
SUITE 333
CORAL GABLES, FL 33134
USA
Phone: 305-443-6566