GREENBERG GRAHAM ADVISORS LLC
CRD #128726 SEC #801-62610 IRVINE, CA 714-437-0040
SEC Registered
Total AUM
$174.3M
Discretionary
$158.8M
Employees
3
Clients
11
Accounts
288
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL, CCO | E | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GRAHAM, JAMES, RICHARD | I | PRINCIPAL | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBERG, ROBERT, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Feb 22, 2013 REGISTERED
Notice Filings (4)
CA GA NH TX
Address
2600 MICHELSON DRIVE, SUITE 1700IRVINE, CA 92612
United States
Phone: 714-437-0040