FALCONS ROCK INVESTMENT COUNSEL, LLC
CRD #128729 SEC #801-110513 GERMANTOWN, WI 262-240-0919
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
1
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
| WAIT, GREGORY, DEAN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER / MEMBER / ELECTED MANAGER | E | Control |
Registrations
Federal
IA
Mar 26, 2019 REGISTERED
Notice Filings (2)
TX WI
Address
W175N11081 STONEWOOD DRIVESUITE 201
GERMANTOWN, WI 53022
United States
Phone: 262-240-0919