RIA Intelligence

SCHULTZ AND ASSOCIATES INC.

CRD #128761 SEC #801-62451 ASHLAND, OR 541-482-5170
SEC Registered
Total AUM
$43M
Discretionary
$43M
Employees
1
Clients
--
Accounts
180

Firm Details

Organization Type
Corporation
State of Formation
Oregon
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICIERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENTE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICIERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENTE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENTE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SCHULTZ, RICHARD, WILLIAMIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 14, 2012 REGISTERED

Notice Filings (1)

OR

Address

125 NORTH 2ND ST
ASHLAND, OR 97520
United States
Phone: 541-482-5170