ESSEX FINANCIAL ADVISORS, L.L.C.
CRD #128826 SEC #801-108013 TOPSFIELD, MA 978-887-6940
SEC Registered
Total AUM
$151.4M
Discretionary
$151.4M
Employees
3
Clients
51
Accounts
421
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUNKER, DAVID, EDWARD | I | PRESIDENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | NA | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, E | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, EDWARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, EDWARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, EDWARD | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BUNKER, DAVID, EDWARD | I | PRESIDENT | E | Control |
| HUNTWICKE CAPITAL GROUP INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WOODLAND, BRIAN, ANDREW | I | HUNTWICKE CAPITAL GROUP INC. | E | Control |
Registrations
Federal
IA
Mar 15, 2018 REGISTERED
Notice Filings (3)
MA NH NY
Address
58 MAIN STREETTOPSFIELD, MA 01983
United States
Phone: 978-887-6940