TRICADIA CDO MANAGEMENT, LLC
CRD #128838 SEC #801-62492 NEW YORK, NY 646-388-5900
SEC Registered Private Funds
Total AUM
$61.6M
Discretionary
$61.6M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 12, 2017
- Branch Offices
- --
- LEI
- DXLTWLCXHKAC3W67Y314
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | COO/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARINER INVESTMENT GROUP, INC. | DE | 100% CONTROLLING INTEREST | E | Control |
| MARINER INVESTMENT GROUP, INC. | DE | 100% HOLDER OF CLASS M INTEREST (MANAGEMENT INTEREST) | E | Control |
| MARINER INVESTMENT GROUP, INC. | DE | 100% CONTROLLING INTEREST | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER - SHAREHOLDER OF COMMON INTEREST | D | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER - SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) | D | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER | D | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER - SHAREHOLDER OF COMMON INTEREST | D | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER - SHAREHOLDER OF COMMON INTEREST | D | Control |
| INAYATULLAH, ARIF | I | MEMBER - SHAREHOLDER OF COMMON INTEREST | C | Control |
| INAYATULLAH, ARIF | I | MEMBER - SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) | C | Control |
| INAYATULLAH, ARIF | I | MEMBER | C | Control |
| INAYATULLAH, ARIF | I | MEMBER - SHAREHOLDER OF COMMON INTEREST | C | Control |
| INAYATULLAH, ARIF | I | MEMBER - SHAREHOLDER OF COMMON INTEREST | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| MARINER INVESTMENT GROUP, INC. | DE | TRICADIA CDO MANAGEMENT, LLC - CONTROLLING INTEREST HOLDER | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | D | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | D | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | D | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | D | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | C | Control |
Registrations
Federal
IA
Apr 12, 2017 REGISTERED
Notice Filings (1)
NY
Address
780 THIRD AVENUE29TH FLOOR
NEW YORK, NY 10017
United States
Phone: 646-388-5900