ROBERT WILLIAM SHOEMAKER,III
CRD #128852 SEC #801-69115 CONCORD, MA 978-371-2282
SEC Registered Disclosures
Total AUM
$36.6M
Discretionary
$0
Employees
1
Clients
51
Accounts
162
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHOEMAKER, ROBERT, WILLIAM | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (2)
MA NH
Address
28 JUNCTION SQUARECONCORD, MA 01742
United States
Phone: 978-371-2282