CT FIXED INCOME MANAGEMENET, LLC
CRD #128885 SEC #801-62514 JACKSON, WY 307-733-8229
SEC Registered
Total AUM
$32M
Discretionary
$32M
Employees
--
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TOZZI FAMILY TRUST | DE | MEMBER | D | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | D | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER | C | Control |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER | A | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | E | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | E | Control |
Registrations
Federal
IA
Nov 17, 2003 REGISTERED
Notice Filings (2)
CA NY
Address
50 KING STREETP.O. BOX 4741
JACKSON, WY 83001
USA
Phone: 307-733-8229