CT PREFERRED INVESTORS MANAGEMENT, LLC
CRD #128950 SEC #801-62591 JACKSON, WY 307-733-8229
SEC Registered
Total AUM
$300M
Discretionary
$300M
Employees
--
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TOZZI, JOHN, C | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | |
| TOZZI, JOHN, C | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | |
| TOZZI, JOHN, C | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | |
| TOZZI, JOHN, C | I | EXECUTIVE VICE PRESIDENT AND MEMBER | NA | |
| TOZZI, JOHN, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER AND SENIOR VICE PRESIDENT | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER AND SENIOR VICE PRESIDENT | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER AND SENIOR VICE PRESIDENT | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER AND SENIOR VICE PRESIDENT | C | Control |
| COHEN, HAROLD, KENNETH | I | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI FAMILY TRUST | DE | MEMBER | C | Control |
| TOZZI, JOHN, RAYMOND | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| TOZZI, JOHN, RAYMOND | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| TOZZI, JOHN, RAYMOND | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| TOZZI, JOHN, RAYMOND | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER AND EXECUTIVE VICE PRESIDENT | B | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER AND EXECUTIVE VICE PRESIDENT | B | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER | B | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER AND EXECUTIVE VICE PRESIDENT | B | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER AND EXECUTIVE VICE PRESIDENT | B | |
| TOZZI FINNEGAN, COURTNEY, ANN | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | E | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | E | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | C | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | C | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | C | Control |
| TOZZI, JOHN, RAYMOND | I | TOZZI FAMILY TRUST | C | Control |
Registrations
Federal
IA
May 20, 2005 REGISTERED
Notice Filings (2)
CA NY
Address
802 WEST BROADWAYP.O. BOX 4741
JACKSON, WY 83001
USA
Phone: 307-733-8229