CNL INSTITUTIONAL ADVISORS, INC.
CRD #128972 SEC #801-62543 ORLANDO, FL 407-650-1000
SEC Registered
Total AUM
$10.3M
Discretionary
$0
Employees
5
Clients
0
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 30, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOURNE, ROBERT, ARTHUR | I | PRESIDENT/CIO/TREASURER | NA | Control |
| BOURNE, ROBERT, ARTHUR | I | CEOCIO/TREASURER | NA | Control |
| BOURNE, ROBERT, ARTHUR | I | PRESIDENT/CIO/TREASURER | NA | Control |
| BOURNE, ROBERT, ARTHUR | I | PRESIDENT/CIO/TREASURER | NA | Control |
| JAFARNIA, KAMAL | I | CCO/VP | NA | Control |
| LOWRY, CONSTANCE, ANN | I | SVP OF FINANCE | NA | Control |
| LOWRY, CONSTANCE, ANN | I | SVP OF FINANCE | NA | Control |
| LOWRY, CONSTANCE, ANN | I | CFO | NA | Control |
| PETERSEN, MARK, VINCENT | I | EVP | NA | Control |
| PETERSEN, MARK, VINCENT | I | EVP | NA | Control |
| PETERSEN, MARK, VINCENT | I | EVP | NA | Control |
| ROSE, MADELINE, EUSTICE | I | SECRETARY | NA | Control |
| ROSE, MADELINE, EUSTICE | I | SECRETARY | NA | Control |
| ROSE, MADELINE, EUSTICE | I | SECRETARY | NA | Control |
| SANDERS, JOHN, GRAYSON | I | PRESIDENT | NA | Control |
| SENEFF, JAMES, MONROE | I | CHARIMAN/CEO | NA | Control |
| SENEFF, JAMES, MONROE | I | CHARIMAN | NA | Control |
| SENEFF, JAMES, MONROE | I | CHARIMAN/CEO | NA | Control |
| SENEFF, JAMES, MONROE | I | CHARIMAN/CEO | NA | Control |
| TIPTON, TAMMY, JO | I | SECRETARY/SVP FINANCE | NA | Control |
| CNL CAPITAL MARKETS, INC. | DE | SHAREHOLDER/DIRECT OWNER | E | Control |
| CNL CAPITAL MARKETS, INC. | DE | SHAREHOLDER/DIRECT OWNER | E | Control |
| CNL CAPITAL MARKETS, INC. | DE | SHAREHOLDER/DIRECT OWNER | E | Control |
| CNL CAPITAL MARKETS, INC. | DE | SHAREHOLDER/DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CNL FINANCIAL GROUP, INC. | DE | CNL CAPITAL MARKETS, INC. | E | Control |
| CNL FINANCIAL GROUP, INC. | DE | CNL CAPITAL MARKETS, INC. | E | Control |
| CNL FINANCIAL GROUP, INC. | DE | CNL CAPITAL MARKETS, INC. | E | Control |
| CNL FINANCIAL GROUP, INC. | DE | CNL CAPITAL MARKETS, INC. | E | Control |
| CNL HOLDINGS, INC. | DE | CNL FINANCIAL GROUP, INC. | E | Control |
| CNL HOLDINGS, INC. | DE | CNL FINANCIAL GROUP, INC. | E | Control |
| CNL HOLDINGS, INC. | DE | CNL FINANCIAL GROUP, INC. | E | Control |
| CNL HOLDINGS, INC. | DE | CNL FINANCIAL GROUP, INC. | E | Control |
| SENEFF, DAYLE, LYNN | I | CNL HOLDINGS, INC. | D | |
| SENEFF, DAYLE, LYNN | I | CNL HOLDINGS, INC. | D | |
| SENEFF, DAYLE, LYNN | I | CNL HOLDINGS, INC. | D | |
| SENEFF, DAYLE, LYNN | I | CNL HOLDINGS, INC. | D | |
| SENEFF, JAMES, MONROE | I | CNL HOLDINGS, INC. | D | |
| SENEFF, JAMES, MONROE | I | CNL HOLDINGS, INC. | D | |
| SENEFF, JAMES, MONROE | I | CNL HOLDINGS, INC. | D | |
| SENEFF, JAMES, MONROE | I | CNL HOLDINGS, INC. | D |
Registrations
Federal
IA
Nov 30, 2005 REGISTERED
Notice Filings (2)
FL TX
Address
450 SOUTH ORANGE AVE.,ORLANDO, FL 32801
USA
Phone: 407-650-1000