RIA Intelligence

ARGOSY ASSET MANAGEMENT, LLC

CRD #129016 SEC #801-62506 SOUTHPORT, CT 203-254-7067
SEC Registered Private Funds
Total AUM
$39.5M
Discretionary
$39.5M
Employees
1
Clients
0
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HENDRICKSON, JEFFREY, WILLIAMICHIEF COMPLIANCE OFFICERD Control
HENDRICKSON, JEFFREY, WILLIAMICHIEF COMPLIANCE OFFICERD Control
HENDRICKSON, JEFFREY, WILLIAMIMANAGING MEMBERD Control
HENDRICKSON, JEFFREY, WILLIAMIMANAGING MEMBERD Control
HENDRICKSON, JEFFREY, WILLIAMIPARTIAL OWNERD Control
HENDRICKSON, JEFFREY, WILLIAMIPARTIAL OWNERD Control
HENDRICKSON, JEFFREY, WILLIAMIPARTIAL OWNERD Control
HENDRICKSON, JEFFREY, WILLIAMIPARTIAL OWNERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control
STAUNTON, STEPHEN, WOOLSTONIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

CT

Address

49 JOHN STREET
SOUTHPORT, CT 06890
United States
Phone: 203-254-7067