RIA Intelligence

DAFNA CAPITAL MANAGEMENT, LLC

CRD #129053 SEC #801-62559 LOS ANGELES, CA 310-954-3200
SEC Registered Private Funds
Total AUM
$537.7M
Discretionary
$537.7M
Employees
8
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
0
LEI
254900W3EEPXDZYS3V12

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
FISCHEL, NATHANICHIEF EXECUTIVE OFFICERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGING MEMBERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGING MEMBERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGING MEMBERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGING MEMBERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELIMANAGERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
GHODSIAN, FARIBA, FISCHELICHIEF INVESTMENT OFFICERNA Control
HEDAYAT, MANDANAICHIEF COMPLIANCE OFFICERNA Control
HEDAYAT, MANDANAICHIEF COMPLIANCE OFFICERNA Control
HEDAYAT, MANDANAICHIEF COMPLIANCE OFFICERNA Control
HEDAYAT, MANDANAICHIEF COMPLIANCE OFFICERNA Control
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
LIN, XUNICHIEF COMPLIANCE OFFICERNA
NURTMAN, HOWARD, IANICHIEF COMPLIANCE OFFICERNA
NURTMAN, HOWARD, IANICHIEF COMPLIANCE OFFICERNA
NURTMAN, HOWARD, IANICHIEF COMPLIANCE OFFICERNA
NURTMAN, HOWARD, IANICHIEF COMPLIANCE OFFICERNA
D3 TRUSTDEMEMBERE
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
DAFNA HOLDINGS, L.P.DEMEMBERE Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICERE Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICERE Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICERE Control
FISCHEL, NATHANIMANAGER AND CHIEF EXECUTIVE OFFICERE Control
FISCHEL, NATHANIMANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERE Control
FISCHEL, NATHANIMANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
GHODSIAN, FARIBA, FISCHELIMANAGERE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERE Control
ASHER, DANIEL, BRUCEIMANAGING MEMBERD Control
ASHER, DANIEL, BRUCEIMANAGING MEMBERD Control
ASHER, DANIEL, BRUCEIMANAGING MEMBERD Control
ASHER, DANIEL, BRUCEIMANAGING MEMBERD Control
D3 TRUSTDEMEMBERD
D3 TRUSTDEMEMBERD
D3 TRUSTDEMEMBERD
D3 TRUSTDEMEMBERD
D3 TRUSTDEMEMBERD
D3 TRUSTDEMEMBERD
FISCHEL, NATHANIMANAGING MEMBER AND CHIEF EXECUTIVE OFFICERD Control
FISCHEL, NATHANIMANAGING MEMBER AND CHIEF EXECUTIVE OFFICERD Control
FISCHEL, NATHANIMANAGING MEMBER AND CHIEF EXECUTIVE OFFICERD Control
FISCHEL, NATHANIMANAGING MEMBER AND CHIEF EXECUTIVE OFFICERD Control
BRAESIDE TRUSTDEMEMBERB
BRAESIDE TRUSTDEMEMBERB
BRAESIDE TRUSTDEMEMBERB
BRAESIDE TRUSTDEMEMBERB
BRAESIDE TRUSTDEMEMBERB
BRAESIDE TRUSTDEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
DANSU, INC.DEMEMBERB
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERB Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERB Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERB Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEMEMBERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
DAFNA HOLDINGS CORP.DEDAFNA HOLDINGS, L.P.F Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, DANIEL, BRUCEIDANSU, INC.E Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
ASHER, SUSAN, V.IBRAESIDE TRUSTE Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
D3 TRUSTDEDAFNA HOLDINGS, L.P.E Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
FISCHEL, NATHANITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
GHODSIAN, FARIBA, FISCHELITHE FISCHEL-GHODSIAN FAMILY TRUSTE Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
THE FISCHEL-GHODSIAN FAMILY TRUSTDEDAFNA HOLDINGS, L.P.E Control
DCF2 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DCF2 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DCF2 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DCF2 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DLF1 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DLF1 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DLF1 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DLF1 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DSF3 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DSF3 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DSF3 TRUSTDEDAFNA HOLDINGS, L.P.C Control
DSF3 TRUSTDEDAFNA HOLDINGS, L.P.C Control
GHODSIAN, FARIBA, FISCHELIDLF1 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDCF2 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDSF3 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDLF1 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDCF2 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDSF3 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDLF1 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDCF2 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDSF3 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDLF1 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDCF2 TRUSTC Control
GHODSIAN, FARIBA, FISCHELIDSF3 TRUSTC Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (1)

CA

Address

10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES, CA 90024
United States
Phone: 310-954-3200