AFA ADVISOR SERVICES LLC

CRD #129104 SEC #801-62533 CALABASAS, CA 818-708-0111

SEC Registered Broker-Dealer

Total AUM

$106.8M

Discretionary

$87M

Employees

Clients

Accounts

249

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 27, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
KASHAN, MARION, A	I	CHIEF COMPLIANCE OFFICER	NA
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	NA	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	NA	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
AFA HOLDING, LLC	DE	MANAGER / MEMBER	E	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	D	Control
REIFF, MORRIE, WOLBRUM	I	PRESIDENT / MANAGING MEMBER	D	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	D	Control
REIFF, MORRIE, WOLBRUM	I	CHIEF COMPLIANCE OFFICER	D	Control
REIFF, MORRIE, WOLBRUM	I	MANAGING PARTNER	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE-PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE-PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE PRESIDENT	D	Control
REIFF, MORRIE, WOLBRUM	I	VICE-PRESIDENT	D	Control
SHORR, ALAN, LEE	I	CHAIRMAN / MEMBER	D	Control
SHORR, ALAN, LEE	I	CHAIRMAN / MEMBER	D	Control
SHORR, ALAN, LEE	I	CHAIRMAN / MEMBER	D	Control
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	CHAIRMAN / MEMBER	D	Control
SHORR, ALAN, LEE	I	PRESIDENT	D	Control
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	PASSIVE SHAREHOLDER	D
SHORR, ALAN, LEE	I	MANAGING PARTNER	D	Control
SHORR, ALAN, LEE	I	MANAGING PARTNER	D	Control
SHORR, ALAN, LEE	I	PRESIDENT	D	Control
SHORR, ALAN, LEE	I	PRESIDENT	D	Control
SHORR, ALAN, LEE	I	PRESIDENT	D	Control
SHORR, ALAN, LEE	I	PRESIDENT	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDING, LLC	DE	LIMITED LIABILITY CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
AFA HOLDINGS INC	DE	CORPORATION	E	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDING, LLC	D	Control
REIFF, MORRIE, WOLBRUM	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDING, LLC	D	Control
SHORR, ALAN, LEE	I	AFA HOLDINGS, INC.	D	Control

Registrations

Federal

Feb 27, 2007 REGISTERED

Notice Filings (20)

AZ CA FL ID IL MI MS NC NJ NM NV NY OH OK OR PA TN TX UT WA

Address

26637 WEST AGOURA ROAD
SUITE 100
CALABASAS, CA 91302
USA

Phone: 818-708-0111