SOUND ENERGY PARTNERS, INC.

CRD #129117 SEC #802-82171 GREENWICH, CT 203-254-4500

State Registered Exempt Reporting Private Funds

Total AUM

$351.6M

Discretionary

$351.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 15, 2018
Branch Offices: 0
LEI: 08SI5FWHREFNH6HSDI41

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	NA	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	NA	Control
FINAN, KEVIN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA
FINAN, KEVIN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA
FINAN, KEVIN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA
FINAN, KEVIN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	NA	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	NA	Control
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER; COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
NEGULIC, SLAVKO	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
DAWSON GIAMMALVA CAPITAL MANAGEMENT INC	DE	SHAREHOLDER	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	E	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
GIAMMALVA, ANTHONY, JOHN	I	CHAIRMAN, CEO, COO & DIRECTOR	D	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control
COMCOWICH, KEVIN, J	I	PRESIDENT & DIRECTOR OF RESEARCH	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
DAWSON, JONATHAN, TYRRELL	I	DAWSON GIAMMALVA CAPITAL MANAGEMENT INC.	D	Control
DAWSON, JONATHAN, TYRRELL	I	DAWSON HERMAN CAPITAL MANAGEMENT INC.	D	Control

Registrations

Federal

ERA

Mar 15, 2018 REGISTERED

Notice Filings (2)

CT TX

Address

200 GREENWICH AVENUE
GREENWICH, CT 06830
United States

Phone: 203-254-4500