ALEXANDRIA CAPITAL, LLC

Legal name: ALEXANDRIA CAPITAL

CRD #129120 SEC #801-62471 ARLINGTON, VA 2023910170

SEC Registered

Total AUM

$1.3B

Discretionary

$1.3B

Employees

Clients

Accounts

2,040

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2021
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALLECA, ANGELO, ANTHONY	I	CHIEF COMPLIANCE OFFICER	NA	Control
ALLECA, ANGELO, ANTHONY	I	CHIEF COMPLIANCE OFFICER	NA	Control
ALLECA, ANGELO, ANTHONY	I	CHIEF COMPLIANCE OFFICER	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR	NA	Control
CALISTI, MARK, JOSEPH	I	MANAGING DIRECTOR	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	NA	Control
LEE, THERESA	I	MEMBER	NA	Control
LEE, THERESA	I	MEMBER	NA	Control
LEE, THERESA	I	MEMBER	NA	Control
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
LEE, THERESA	I	CHIEF COMPLIANCE OFFICER	NA
ALLECA, ANGELO, ANTHONY	I	DIRECT OWNER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	MEMBER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER	E	Control
SUMMIT WEALTH MANAGEMENT, INC	DE	DIRECT OWNER	E	Control
SUMMIT WEALTH MANAGEMENT, INC	DE	DIRECT OWNER	E	Control
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
ALEXANDRIA PHL, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	OWNER	D	Control
BOTREE CAPITAL PARTNERS, LLC	DE	OWNER	D	Control
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
BOTREE CAPITAL PARTNERS, LLC	DE	MEMBER	D
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER-MANAGING MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER-MANAGING MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MANAGING PRINCIPAL	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MANAGING PRINCIPAL	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MANAGING PRINCIPAL	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER-MANAGING MEMBER	D	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF COMPLIANCE OFFICER-MANAGING MEMBER	D	Control
SOOD, MUNISH	I	MEMBER	D	Control
SOOD, MUNISH	I	MEMBER	D	Control
SOOD, MUNISH	I	CHIEF INVESTMENT OFFICER	D	Control
SOOD, MUNISH	I	CHIEF INVESTMENT OFFICER	D	Control
SOOD, MUNISH	I	CHIEF INVESTMENT OFFICER	D	Control
SOOD, MUNISH	I	MEMBER	D	Control
SOOD, MUNISH	I	MEMBER	D	Control
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
ALEXANDRIA PHL, LLC	DE	MEMBER	C
D'ANGELO, CHARLES	I	MEMBER	C	Control
D'ANGELO, CHARLES	I	MEMBER	C	Control
D'ANGELO, CHARLES	I	OWNER	C	Control
D'ANGELO, CHARLES	I	MEMBER	C	Control
D'ANGELO, CHARLES	I	MEMBER	C	Control
D'ANGELO, CHARLES, J.A.	I	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
FIC CAPITAL, INC.	DE	MEMBER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER - MEMBER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	C	Control
WESTMOUNT CAPITAL, INC.	DE	OWNER	C	Control
WESTMOUNT CAPITAL, INC.	DE	OWNER	C	Control
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
WESTMOUNT CAPITAL, INC.	DE	MEMBER	C
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
FERGUSON, JONATHAN, ANDREW	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
HONG, AUGUSTINE, SUNG CHUN	I	CHIEF EXECUTIVE OFFICER	B	Control
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
MILLENNIUM CAPITAL MANAGEMENT	DE	MEMBER	B
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE DIRECTOR	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ALLECA, ANGELO, ANTHONY	I	SUMMIT WEALTH MANAGEMENT, INC	E	Control
ALLECA, ANGELO, ANTHONY	I	SUMMIT WEALTH MANAGEMENT, INC	E	Control
D'ANGELO, CHARLES	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	E	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	E	Control
BOTREE CAPITAL PARTNERS, LLC	DE	BOTREE WESTMOUNT PARTNERS, LLC	D	Control
BOTREE CAPITAL PARTNERS, LLC	DE	BOTREE WESTMOUNT PARTNERS, LLC	D	Control
BOTREE CAPITAL PARTNERS, LLC	DE	BOTREE WESTMOUNT PARTNERS, LLC	D	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
D'ANGELO, CHARLES, J.A.	I	WESTMOUNT CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FERGUSON, JONATHAN, ANDREW	I	FIC CAPITAL, INC.	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
FRISCH, JOHN, ANDREW	I	MILLENNIUM CAPITAL MANAGEMENT	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	BOTREE CAPITAL PARTNERS, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
HONG, AUGUSTINE, SUNG CHUN	I	ALEXANDRIA PHL, LLC	C	Control
MCGRATH, ROBERT, EUGENE	I	ALEXANDRIA PHL	C
PARK, ALBERT, S	I	ALEXANDRIA PHL	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	BOTREE CAPITAL PARTNERS, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
PARK, CHANSUK, STEVEN	I	ALEXANDRIA PHL, LLC	C
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	FIC CAPITAL, INC.	C	Control
WESTMOUNT CAPITAL, INC.	DE	BOTREE WESTMOUNT PARTNERS, LLC	C	Control
WESTMOUNT CAPITAL, INC.	DE	BOTREE WESTMOUNT PARTNERS, LLC	C	Control
WESTMOUNT CAPITAL, INC.	DE	BOTREE WESTMOUNT PARTNERS, LLC	C	Control

Registrations

Federal

Mar 31, 2021 REGISTERED

Notice Filings (24)

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Address

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