CORNERSTONE INVESTMENT SERVICES LLC
Legal name: CORNERSTONE INVESTMENT SERVICES
CRD #129164 SEC #801-66355 PROVIDENCE, RI 401-453-5550
SEC Registered
Total AUM
$65.6M
Discretionary
$65.6M
Employees
6
Clients
0
Accounts
463
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| RILEY, JOHN, JAMES | I | DIRECT OWNER, OPERATING MANAGER & CHIEF COMPLIANCE OFFICER | E | Control |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| NADEAU, RICHARD | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B | |
| SIMMONS, JAMES | I | PARTNER | B |
Registrations
Federal
IA
Jul 10, 2012 REGISTERED
Notice Filings (15)
AZ CA CT FL MA ME MI NH NJ NY OH RI TX VA VT
Address
245 WATERMAN STREETSUITE 301
PROVIDENCE, RI 02906
United States
Phone: 401-453-5550