R.G HURLEY & ASSOCIATES, INC.
CRD #129174 SEC #801-67777 WEST CALDWELL, NJ 973-227-6006
SEC Registered
Total AUM
$49.8M
Discretionary
$0
Employees
1
Clients
0
Accounts
351
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 5, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DE OLIVEIRA, DIANE, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DE OLIVEIRA, DIANE, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DE OLIVEIRA, DIANE, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DE OLIVEIRA, DIANE, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURLEY, ELIZABETH | I | SECRETARY | NA | Control |
| HURLEY, ELIZABETH | I | SECRETARY | NA | Control |
| HURLEY, ELIZABETH | I | SECRETARY | NA | Control |
| HURLEY, ELIZABETH | I | SECRETARY | NA | Control |
| HURLEY, ROBERT, GERARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT | E | Control |
| HURLEY, ROBERT, GERARD | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 5, 2012 REGISTERED
Notice Filings (1)
NJ
Address
1099 BLOOMFIELD AVE. SUITE 16WEST CALDWELL, NJ 07006
United States
Phone: 973-227-6006