SMART401K, LLC
CRD #129208 SEC #801-62494 OVERLAND PARK, KS 877-627-8401
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2018 | $38.9M | $38.9M | $0 | 5 | 8,595 |
| Mar 2017 | $38.9M | $38.9M | $0 | 5 | 11,300 |
| Jan 2017 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Jan 2017 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Jan 2017 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Sep 2016 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Jul 2016 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Feb 2016 | $52.1M | $52.1M | $0 | 5 | 13,500 |
| Apr 2015 | $51.2M | $51.2M | $0 | 7 | 13,000 |
| Mar 2015 | $51.2M | $51.2M | $0 | 7 | 13,000 |
| Dec 2014 | $70.5M | $70.5M | $0 | 6 | 11,000 |
| Nov 2014 | $70.5M | $70.5M | $0 | 6 | 11,000 |
| Jun 2014 | $70.5M | $70.5M | $0 | 6 | 11,000 |
| Mar 2014 | $70.5M | $70.5M | $0 | 6 | 11,000 |
| May 2013 | $44.2M | $14.5M | $29.8M | 8 | 12,700 |
| Jan 2013 | $44.2M | $14.5M | $29.8M | 8 | 12,700 |
| Jan 2013 | $39M | $13M | $26M | 8 | 15,540 |
| Mar 2012 | $39M | $13M | $26M | 6 | 15,540 |
| Apr 2011 | $83.1M | $8.6M | $74.4M | 10 | -- |
DateMar 2018
Total AUM$38.9M
Discretionary$38.9M
Non-Disc.$0
Employees5
Clients8,595
DateMar 2017
Total AUM$38.9M
Discretionary$38.9M
Non-Disc.$0
Employees5
Clients11,300
DateJan 2017
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateJan 2017
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateJan 2017
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateSep 2016
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateJul 2016
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateFeb 2016
Total AUM$52.1M
Discretionary$52.1M
Non-Disc.$0
Employees5
Clients13,500
DateApr 2015
Total AUM$51.2M
Discretionary$51.2M
Non-Disc.$0
Employees7
Clients13,000
DateMar 2015
Total AUM$51.2M
Discretionary$51.2M
Non-Disc.$0
Employees7
Clients13,000
DateDec 2014
Total AUM$70.5M
Discretionary$70.5M
Non-Disc.$0
Employees6
Clients11,000
DateNov 2014
Total AUM$70.5M
Discretionary$70.5M
Non-Disc.$0
Employees6
Clients11,000
DateJun 2014
Total AUM$70.5M
Discretionary$70.5M
Non-Disc.$0
Employees6
Clients11,000
DateMar 2014
Total AUM$70.5M
Discretionary$70.5M
Non-Disc.$0
Employees6
Clients11,000
DateMay 2013
Total AUM$44.2M
Discretionary$14.5M
Non-Disc.$29.8M
Employees8
Clients12,700
DateJan 2013
Total AUM$44.2M
Discretionary$14.5M
Non-Disc.$29.8M
Employees8
Clients12,700
DateJan 2013
Total AUM$39M
Discretionary$13M
Non-Disc.$26M
Employees8
Clients15,540
DateMar 2012
Total AUM$39M
Discretionary$13M
Non-Disc.$26M
Employees6
Clients15,540
DateApr 2011
Total AUM$83.1M
Discretionary$8.6M
Non-Disc.$74.4M
Employees10
Clients--