HELTON ASSET MANAGEMENT, INC.
CRD #129273 SEC #801-62508 MARIETTA, GA 770-579-5225
SEC Registered
Total AUM
$52.4M
Discretionary
$52.4M
Employees
5
Clients
26
Accounts
237
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOVACS, WILLIAM, PATRICK MICHAEL | I | 'CHIEF COMPLIANCE OFFICER' | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | 'CHIEF COMPLIANCE OFFICER' | NA | Control |
| HELTON, JOHN, MARVIN | I | FOUNDER/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| HELTON, JOHN, MARVIN | I | FOUNDER/CEO | E | Control |
| HELTON, JOHN, MARVIN | I | FOUNDER/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| HELTON, JOHN, MARVIN | I | FOUNDER/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| HELTON, JOHN, MARVIN | I | FOUNDER/CEO | E | Control |
| WESTCOTT, ALLAN, FREDERICK | I | TREASURER | C | Control |
| WESTCOTT, ALLAN, FREDERICK | I | TREASURER | C | Control |
| LYSAGHT, MARTIN, MICHAEL | I | PRESIDENT | B | Control |
| LYSAGHT, MARTIN, MICHAEL | I | PRESIDENT | B | Control |
| LYSAGHT, MARTIN, MICHAEL | I | PRESIDENT | B | Control |
| LYSAGHT, MARTIN, MICHAEL | I | PRESIDENT | B | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | SECRETARY AND CHIEF COMPLIANCE OFFICER | A | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | SECRETARY AND CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Jun 2, 2005 REGISTERED
Notice Filings (3)
GA OH TX
Address
4653 OLDE TOWNE PARKWAYMARIETTA, GA 30068
USA
Phone: 770-579-5225