STUART, DAVID BALDWIN
Legal name: AUBURNDALE INVESTMENT MANAGEMENT
CRD #129299 SEC #801-68142 BOSTON, MA 617-261-6400
SEC Registered
Total AUM
$29.5M
Discretionary
$29.5M
Employees
1
Clients
0
Accounts
24
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STUART, DAVID, BALDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STUART, DAVID, BALDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STUART, DAVID, BALDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STUART, DAVID, BALDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
MA
Address
50 FRANKLIN ST., SUITE 403BOSTON, MA 02110
United States
Phone: 617-261-6400