RIA Intelligence

ARAGORN LTD.

CRD #129380 SEC #801-66262 BRAINTREE, MA 781-848-9250
SEC Registered
Total AUM
$44.9M
Discretionary
$44.9M
Employees
1
Clients
0
Accounts
235

Firm Details

Organization Type
Corporation
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 9, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERD Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERD Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
SUTCLIFFE, DAVID, MILLERIINVESTMENT OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TROTT, DAVID, CRAIGIPRESIDENT / CHIEF COMPLIANCE OFFICERC Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control
TAYLOR, GEORGE, PRESCOTTIINVESTMENT OFFICERB Control

Registrations

Federal

IA
Jul 9, 2012 REGISTERED

Notice Filings (5)

FL MA NH TX VT

Address

420 WASHINGTON STREET
SUITE 401
BRAINTREE, MA 02184
United States
Phone: 781-848-9250