GOULDIN & MCCARTHY, LLC
CRD #129397 SEC #801-110810 BASKING RIDGE, NJ 908-630-0200
SEC Registered
Total AUM
$363.6M
Discretionary
$361.8M
Employees
10
Clients
251
Accounts
777
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | PARTNER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GOULDIN, MICHAEL, HAYES | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | PARTNER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
| MCCARTHY, DANIEL, MICHAEL | I | MEMBER | C | Control |
Registrations
Federal
IA
Feb 4, 2022 REGISTERED
Notice Filings (8)
FL LA MD NH NJ NY PA TX
Address
180 MOUNT AIRY ROADSUITE 203
BASKING RIDGE, NJ 07920
United States
Phone: 908-630-0200